Initial Public Offering

- the U.S. Stock Exchange

Initial Public Offering (“IPO”) – the U.S. Stock Exchange

If your goal is to list your company on the U.S. Stock Exchange, particularly the NASDAQ Capital Market, our team of specialists is here to guide you. With extensive experience, expertise, and networks in IPOs, we are equipped to help you navigate the complex process and achieve a successful public listing.

Pre-IPO Preparation

Preparing for an IPO involves more than meeting the SEC’s quantitative listing requirements. It requires robust control systems, governance structures, and compliance with regulatory and investor expectations. Depending on your company’s current state—including financial health, governance, and control systems—the timeline to prepare for an IPO can range from one to several years.

Our specialists will support you throughout this journey, starting with an assessment of your company’s IPO readiness. If the assessment is positive, we will assist in implementing the necessary changes to meet U.S. Stock Exchange requirements, including:

Auditors: Engaging PCAOB-registered auditors.
Board of Directors: Restructuring to include more independent directors.
Asset Optimization: Reducing the asset base to align with investor preferences.
Growth Strategy: Enhancing growth prospects by removing slow-growing or declining elements.
Revenue and Profitability: Implementing cost controls and strategies to achieve revenue growth and profitability benchmarks.
U.S. GAAP Compliance: Ensuring financial reporting aligns with U.S. GAAP and improving closing speed for quarterly and annual filings.
Governance: Establishing independent committees (e.g., audit and compensation).
Legal Review: Addressing legal matters, including structure, contracts, and regulatory compliance.
Management Team: Assessing and replacing management members if necessary to meet IPO expectations.
Additional Measures: Setting up R&D, introducing employee stock options, and optimizing tax structures.

The IPO Process

When your company is ready to transition from private to public, our specialists will assist with:

Underwriter Engagement: Selecting and negotiating with underwriters, managing due diligence, and ensuring compliance with financial and legal requirements.
Legal Team Coordination: Collaborating with legal experts to complete SEC-mandated registration statements.
Registration Statement: Preparing a comprehensive document detailing the company’s business, financials, risks, and growth prospects.
SEC Inquiry: Addressing SEC questions and ensuring timely responses.
Roadshow Presentation: Crafting and delivering compelling presentations to institutional investors.
Listing Application: Assisting with NASDAQ or other exchange applications, share pricing, and finalizing the registration statement.

Post-IPO Compliance

Upon request, we can extend our services to support ongoing compliance, including filings such as Form 8-K, Form 10-Q, and Form 10-K, ensuring your company meets all regulatory obligations post-listing.

We welcome inquiries about listing your company on the U.S. Stock Exchange. Our specialists are ready to provide tailored guidance and support. Please reach out to us for further details.

Let us together build a flourishing business

When connected with us, you aren’t growing your business alone. We have your back and put in our best to contribute to the growth of your entire team and organization. So, if you are looking for the right consultant that’ll help you overcoming business and operational challenges, and bring in more conversions and revenue, we are right here!